All investing involves risk, including loss of principal. Brokerage services are offered through RAM Financial LLC (DBA ‘Aries’), a wholly owned subsidiary of Aries Financial, Inc. RAM Financial LLC is an SEC-registered broker-dealer and a member of FINRA and SIPC. Securities accounts are carried by Apex Clearing Corporation, member FINRA and SIPC. Check the background of RAM Financial LLC and Apex Clearing Corporation on FINRA’s BrokerCheck. Options are not suitable for all investors. Options trading requires approval, and available strategies depend on your approval level. You can lose the entire premium paid; certain strategies can result in losses exceeding your initial investment. Multi-leg strategies involve exercise, assignment and expiration risks. Read Characteristics and Risks of Standardized Options before trading. Contact Aries support to request a copy. $0 commissions apply to eligible electronically placed U.S.-listed stock, ETF, equity-option and ETF-option trades in RAM Financial LLC self-directed individual brokerage accounts. Index-option trades cost $0.55 per contract, plus applicable exchange and regulatory fees. Other trading, account and service fees may apply. See the Fee Schedule. SIPC protection applies when a SIPC-member brokerage firm fails and customer cash or securities are missing, subject to eligibility and statutory limits. Supporting documentation for claims, comparisons, recommendations, statistics and other technical data will be supplied upon request. SIPC does not protect against investment losses. Learn more at SIPC.
Event contracts are offered through Aries Futures LLC, a CFTC-registered introducing broker and NFA member (NFA ID 0573286). Customer accounts are carried by Advantage Futures LLC. Event contracts involve substantial risk, including loss of the amount paid plus fees, and are not protected by SIPC. Eligibility restrictions apply. Event contract disclosures · NFA BASIC.
