Applied Optoelectronics

AAOI · NASDAQ

$76.74−$1.46 (−1.87%)TodayMarket closed ·
Prev close $78.20

Who owns AAOI

Largest institutional holders, from their latest 13F filings

The 10 largest institutions hold 36.5% of AAOI’s shares.

  • BlackRock Institutional Trust Company, N.A.7.0%
  • Marex Securities Products Inc5.6%
  • Vanguard Capital Management, LLC4.2%
  • Invesco Advisers, Inc.3.9%
  • Next 6 largest institutions15.9%
  • All other shareholders63.5%
Top institutional holders of AAOI
HolderShares% of shares
BlackRock Institutional Trust Company, N.A.5.58M6.95%
Marex Securities Products Inc4.49M5.59%
Vanguard Capital Management, LLC3.36M4.19%
Invesco Advisers, Inc.3.15M3.93%
Marex Group plc2.83M3.53%
Vanguard Portfolio Management, LLC2.65M3.30%
UBS Financial Services, Inc.1.93M2.40%
Lin Chih-Hsiang Thompson1.86M2.32%
Oberweis Asset Management, Inc.1.79M2.23%
Geode Capital Management, L.L.C.1.67M2.08%

Largest mutual fund holders

Top mutual fund holders of AAOI
HolderShares% of shares
Vanguard Total Stock Market Index Fund2.43M3.03%
iShares AI Innovation and Tech Active ETF1.60M2.00%
Invesco Small Cap Value Fund1.37M1.71%
Invesco Value Opportunities Fund1.10M1.37%
Oberweis Small-Cap Opportunities Fund1.07M1.33%

Insider trades

Form 4 filings by officers, directors and large holders

Over the last 6 months, insiders sold $94.61M (28 trades) of AAOI on the open market, with no buys.

Latest AAOI insider transactions
InsiderTypeSharesValue
Murry Stefan J.Sale4.00K$411.48K
Yeh Shu-Hua (Joshua)Sale6.00K$720.18K
BLACK RICHARD BGift2.20K—
Murry Stefan J.Sale4.00K$421.32K
Chang Hung-Lun (Fred)Sale32.17K$3.55M
Yeh Shu-Hua (Joshua)Sale6.00K$886.38K
Murry Stefan J.Sale4.00K$579.16K
Yeh Shu-Hua (Joshua)Sale4.71K$596.45K
Lin Chih-Hsiang (Thompson)Award9.25K—
Kuo David CTax withholding407$48.54K

Short interest

Settled Sep 30, 2026

Shares short
13.87M
Days to cover
1.96
% of shares outstanding
17.29%
Average daily volume
7.08M
Change since last report
+12.7%

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