Swiss Helvetia Fund

SWZ · NYSE

$5.85+$0.04 (+0.69%)TodayMarket closed · Oct 23, 7:00 PM ET

Prev close $5.81

Who owns SWZ

Largest institutional holders, from their latest 13F filings

The 10 largest institutions hold 33.9% of SWZ’s shares.

CSS, LLC8.0%
BofA Global Research (US)6.7%
Matisse Capital4.7%
ICON Advisers, Inc.3.4%
Next 6 largest institutions11.0%
All other shareholders66.1%

Top institutional holders of SWZ
Holder	Shares	% of shares	Change, last filing	Filed
CSS, LLC	1.04M	8.02%	+19.64K	Jun 30, 2026
BofA Global Research (US)	867.36K	6.69%	+867.36K	Jun 30, 2026
Matisse Capital	609.00K	4.70%	+201.73K	Jun 30, 2026
ICON Advisers, Inc.	446.22K	3.44%	−54.07K	Jun 30, 2026
Saba Capital Management, L.P.	404.08K	3.12%	+0	Jun 30, 2026
Shaker Financial Services, LLC	393.17K	3.03%	+70.78K	Jun 30, 2026
Logan Stone	198.16K	1.53%	+170.35K	Jun 30, 2026
Blue Bell Private Wealth Management, LLC	168.61K	1.30%	+80.34K	Jun 30, 2026
Evolve Private Wealth, LLC	139.19K	1.07%	−7.10K	Jun 30, 2026
Yakira Capital Management, Inc.	125.56K	0.97%	+0	Jun 30, 2026

Largest mutual fund holders

Top mutual fund holders of SWZ
Holder	Shares	% of shares	Change, last filing	Filed
ICON Flexible Bond Fund	446.22K	3.44%	−54.07K	Jun 30, 2026
Matisse Discounted Closed-End Fund Strategy	389.00K	3.00%	+0	Jul 31, 2026
Special Opportunities Fund, Inc.	106.81K	0.82%	+0	Sep 30, 2025
Saba Opportunistic Hedged Closed-End Funds ETF	31.58K	0.24%	+0	Jul 31, 2026
RiverNorth Active Income ETF	10.25K	0.08%	+63	Jul 31, 2026

Insider trades

Form 4 filings by officers, directors and large holders

Over the last 6 months, insiders bought $431.39K (29 trades) of SWZ on the open market, with no sales.

Latest SWZ insider transactions
Insider	Date	Type	Shares	Price	Value
GOLDSTEIN PHILLIP	Oct 8, 2026	Buy	5.00K	$5.73	$28.64K
GOLDSTEIN PHILLIP	Oct 1, 2026	Other	15	$5.71	$86
Dakos Andrew	Sep 28, 2026	Buy	9.00K	$5.77	$51.93K
Dakos Andrew	Sep 28, 2026	Buy	1.00K	$5.76	$5.76K
Dakos Andrew	Sep 25, 2026	Buy	2.35K	$5.82	$13.68K
Dakos Andrew	Sep 25, 2026	Buy	7.65K	$5.81	$44.44K
SELL MORITZ A	Aug 31, 2026	Buy	3.00K	$5.98	$17.94K
Das Rajeev P	Aug 24, 2026	Buy	1.37K	$5.93	$8.10K
Das Rajeev P	Aug 21, 2026	Buy	1.70K	$5.93	$10.08K
SELL MORITZ A	Aug 10, 2026	Buy	1.00K	$5.91	$5.91K

Short interest

Settled Sep 30, 2026

Shares short: 13.38K
Days to cover: 1.00
% of shares outstanding: 0.10%
Average daily volume: 27.55K
Change since last report: −22.9%

Information on this page is provided for informational purposes only and is not a recommendation to buy, sell or hold any security. Investing involves risk, including possible loss of principal. Market data is delayed at least 15 minutes and is provided without warranty. Analyst ratings, price targets and company data come from third-party sources. Past performance does not guarantee future results.